The SEC’s Atlanta Office announced settled charges against PeachCap Tax & Advisory, LLC, a registered investment adviser in Atlanta and its principal, David H. Miller, related to Miller’s misrepresentations and omissions in selling interests in hedge fund. ow.ly/rVkl50HigkU
Today is the day. Join the SEC’s Atlanta Regional Office and a host of other national fraud fighters today at 1:00 p.m. to educate you on protecting yourself against scammers. For more information facebook.com/AARPNC
Please join the SEC’s Atlanta Regional Office and a host of other national fraud fighters on November 4, 2021 at 1:00 p.m. to educate you on protecting yourself against scammers. For more information facebook.com/AARPNC
Protect yourself against scammers during the holiday season. Let us show you how. Please join the SEC, AARPNC, FTC and others in this virtual event on November 4, 2021 at 1:00 p.m. facebook.com/AARPNC
“In our last FY21 filing, we are proud to announce our filing against REDWOOD WEALTH MANAGEMENT, LLC and BENJAMIN LINCOLN on behalf of the public and constituents of our region.” sec.gov/litigation/adm…
Today is the day! Join the SEC, @CFTC, @FINRA, and @TerryCollege at 5 p.m. ET for a virtual event on trends and risks for retail investors!
Topics include:
-investment strategies and related technology
-social media
-cryptocurrency
Details here 👉 sec.gov/news/upcoming-…
On Oct. 5, The SEC's Atlanta Regional office is partnering with @UGASchoolofLaw for a free virtual event on trends and risks for retail investors!
Hear from experts from the SEC, @CFTC, @FINRA, and @TerryCollege. No registration required!
More info 👉 sec.gov/news/upcoming-…
The SEC instituted settled charges against California-based registered investment adviser Redwood Wealth Management, LLC, and its president, Benjamin Lincoln, for failing to properly take custody of client assets. sec.gov/enforce/ia-588…
Join the SEC’s Atlanta Regional Office on Oct. 5 at 5 p.m. ET for a virtual event on trends and risks for retail investors!
Topics include:
- investment strategies and related technology
- social media
- cryptocurrency
Details here 👉 sec.gov/news/upcoming-…
Join us on Oct. 5 at 5 p.m. ET for a virtual event on trends and risks for retail investors! Topics include:
- investment strategies and related technology
- social media
- cryptocurrency
Details here 👉 sec.gov/news/upcoming-…
We're partnering with @UGASchoolofLaw on Oct. 5 for a free virtual event on trends and risks for retail investors! Join us to hear experts from the SEC, @CFTC, @FINRA, and @TerryCollege. No registration required!
More info 👉 sec.gov/news/upcoming-…
The SEC’s Atlanta Regional office charges a Minnesota couple and the entity they control with operating an $18 million ponzi scheme.
sec.gov/news/press-rel…
The SEC’s Atlanta Regional Office charges a Marietta Georgia Investment adviser and its principal with operating a $100 million Ponzi Scheme.
sec.gov/news/press-rel…
Please join the SEC’s Atlanta Regional Office on August 25, 2021 at 11:00, as we co-host “’Emerging Trends” a discussion of Consumer fraud, Investment fraud and the Rise of Digital and Cryptocurrencies.
secgov.webex.com/secgov/onstage…
The North Carolina Securities Division resolves an administrative action against investment adviser Tannin Capital, LLC for registration violations, recognizes assistance from the Atlanta Regional Office of the SEC. sosnc.gov/divisions/secu…
The SEC’s Atlanta Regional Office charges Georgia company and three executives with defrauding investors out of millions of dollars.
sec.gov/litigation/lit…
The ARO’s Regional director Nekia Hackworth Jones will be discussing the Perks of Public Service, hosted by the Georgia Asian Pacific American Bar Association, please join them on August 4, 2021 at 6:00 p.m.
gapaba.org/event-4417815
6K Followers 1K FollowingCounsel to RIAs, BDs & fund managers on registration, compliance, and enforcement issues. Husband, dad x2, dogdad, beer, ball sports, bikes, fiat.
101K Followers 947 FollowingSEC Commissioner since 1/2018. My tweets may not reflect the views of the SEC or any other SEC Commissioner. No direct messages, but [email protected]
4 Followers 78 FollowingSad Account from @_Nebelleuchte_
Plz dont follow unless you want to hear me crying about everything that makes my tummy feel numb..
3K Followers 1K FollowingServing our more than 400,000 Alabama members & all Alabamians age 50+. Facebook: https://t.co/Mf4wzVYGjr
Media inquiries: @jhardingAL
3K Followers 953 FollowingWe're volunteers, members & staff improving our communities so we can age with dignity and enjoy life to the fullest! Mgr: @RobNaylor_
4K Followers 1K FollowingOfficial Twitter page of AARP South Carolina. Like us at us at https://t.co/cA8DcPsQ6H. Working for the 50+ including 600,000 members in the Palmetto State.
5K Followers 5K FollowingHelping 1.1M North Carolinians make the most out of life at age 50 and beyond.
Follow us: https://t.co/UKspB3DwKN and our news site https://t.co/Zg9ymnERHO
3K Followers 526 FollowingAARP Georgia advocates on behalf of people over 50 and helps them improve the quality of their lives in their own communities.
14K Followers 10 FollowingThe SEC’s Division of Economic & Risk Analysis uses financial economics & data analytics to support the SEC’s mission. Disclaimer: https://t.co/qfwx4ibWHg
3K Followers 71 FollowingNFA is the industry wide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs.
762K Followers 8K FollowingAt @Nasdaq, we power stronger economies, create more equitable opportunities, and contribute to a more sustainable world. #NasdaqListed
2K Followers 68 FollowingThe Municipal Securities Rulemaking Board. Protects investors, municipal entities and the public interest.
https://t.co/ITvkvF1svM and https://t.co/foJKHohC6s
236 Followers 23 FollowingThe stock brokering arm of the Sampath Group, SC Securities,a fully owned subsidiary of Sampath Bank.
SC Securities was incorporated in1992.
603 Followers 333 FollowingOur mission is to protect investors from securities fraud and preserve legitimate capital markets in Alabama. (Likes, retweets and follows are not endorsements)
648K Followers 673 FollowingOfficial Twitter feed of the U.S. Department of Veterans Affairs. Following a Twitter user does not signify VA endorsement.
https://t.co/PXoHs7whZL
516K Followers 304 FollowingThe U.S. Department of Labor serves America's workers, job seekers and retirees. Find our official agency accounts: https://t.co/2bkt8ks9tX
1.6M Followers 677 FollowingOfficial U.S. Air Force Twitter: The appearance of hyperlinks does not = endorsement. Comment moderation & endorsement disclaimer: https://t.co/ueEIVwKxCP
26K Followers 1K FollowingThe U.S. Grains Council is a non-profit organization dedicated to increasing profitability for U.S. farmers through export market development.
6.5M Followers 689 FollowingOfficial U.S. Department of Defense Twitter account. Follow @SecDef for more from Secretary Lloyd J. Austin III.
https://t.co/paI4g75Ek8…
4K Followers 52 FollowingThe Pension Benefit Guaranty Corporation is a U.S. Government Agency that protects the retirement incomes of over 31 million American workers.
171K Followers 4K FollowingStanding for safety since 1972. Recalls, safety alerts and data. RTs, follows are not endorsements. Official account of U.S. Consumer Product Safety Commission.
116K Followers 176 FollowingOfficial Tweets from @SocialSecurity. SSA retweets and follows are not endorsements. This communication produced & disseminated at U.S. taxpayer expense.
1.2M Followers 29 FollowingThe official Twitter channel of the Board of Governors of the Federal Reserve System. Privacy Policy: http://t.co/pbRRCfwyou
75K Followers 98 FollowingThe CFTC is an independent federal regulatory agency tasked with overseeing the U.S. derivatives markets: https://t.co/nzYQEAHOxC. (Hyperlinks are not endorsements.)
2.1M Followers 186 FollowingOfficial DOJ Twitter account. Please refer to DOJ’s privacy policy for DOJ use of third-party websites: https://t.co/2J3w9Hb2Fj
3.6M Followers 2K FollowingOfficial FBI Twitter. Submit tips at https://t.co/tGqFRcJykB. Public info may be used for authorized purposes: https://t.co/x6bfDUEYeJ.
4K Followers 180 FollowingOfficial account of the US Attorney's Office for the Western District of Tennessee. We don't collect comments or messages. Learn more http://t.co/DsN1Kxpywg
2K Followers 374 FollowingOfficial account of the US Attorney's Office for the Eastern District of Tennessee. We don't collect comments or messages. Learn more http://t.co/21DDjWKZrf
5K Followers 325 FollowingNDAL U.S. Attorney's Office led by Prim F. Escalona. DOJ does not collect comments or messages through this account. Learn more at https://t.co/fuHN69JMuX…
5K Followers 213 FollowingNDGA is led by US Attorney Ryan K. Buchanan. DOJ does not collect comments or messages through this account. Learn more at https://t.co/VcpELo8IZB…
46K Followers 491 FollowingThe official Twitter channel for the Federal Deposit Insurance Corporation. Likes, retweets, and follows do not equal endorsements.
11.7M Followers 225 FollowingThis is an archive of an Obama Administration account maintained by the National Archives and Records Administration (NARA).
22K Followers 5 FollowingThis account expresses the author's views only and not necessarily those of the Commission or other staff. Disclaimer: https://t.co/qfwx4ibWHg