FinanciallyRegulated @BeingRegulated
Commentary on those being regulated, financially. FINRA, SEC, CFTC. By Jeremy L. Bartell. financiallyregulated.com Washington, DC Joined October 2011-
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FINRA Fines Osaic Wealth, Securities America Over Cyber Breaches | ThinkAdvisor thinkadvisor.com/2024/03/15/fin…
Finra fines spike 63% in 2023: Report investmentnews.com/regulation-and…
Bitcoin's powerful enemies are fading away | Fortune fortune.com/crypto/2024/03…
For FDR, “A battery-powered elevator was installed at the rear of the aircraft which allowed President Roosevelt to board the aircraft easily while in his wheelchair.” nationalmuseum.af.mil/Visit/Museum-E….
For FDR, “A battery-powered elevator was installed at the rear of the aircraft which allowed President Roosevelt to board the aircraft easily while in his wheelchair.” nationalmuseum.af.mil/Visit/Museum-E….
The 2024 FINRA Cybersecurity Conference brought together experts, including EVP of Member Supervision Greg A. Ruppert, highlighting the importance of staying updated in the ever-evolving world of cybersecurity. 💻🔒 bit.ly/40l6LQN #FINRACyber
New Members Appointed to FINRA Foundation Board; Jonathan Sokobin Named Chair finra.org/media-center/n…
Bill Singer on retiring. “It's All Over Now: My 42-year Wall Street Journey”by Bill Singer, Esq. - BrokeAndBroker.com rrbdlaw.com/7211/bill-sing…
We have identified potential violations of FINRA Rule 2210 (Communications with the Public) in 70% of crypto asset communications we reviewed, according to a report published today on the results of a targeted exam. Learn more ▶️ bit.ly/42cdQUx
But SPACs are so entertaining. wsj.com/finance/regula…
In 2022, we launched a targeted exam to review certain member firms that actively communicate with retail customers regarding crypto assets and services. Listen to the latest #FINRAUnscripted to hear the results of our crypto asset communications sweep. 🎧 bit.ly/47OMLIe
SEC Approves Bitcoin ETFs for Everyday Investors wsj.com/finance/regula…
The Supreme Court heard a series of challenges to the power of federal agencies, with the conservative majority expressing doubt about the in-house legal proceedings Congress says the SEC may use to discipline those it believes have committed fraud. wapo.st/3sY7IlL
Supreme Court questions constitutionality of SEC's in-house enforcement pionline.com/courts/supreme… via @pensionsnews
The Supreme Court’s conservatives expressed concerns during oral arguments Wednesday about the Securities and Exchange Commission’s abilities to use in-house judges in seeking civil penalties for fraud. trib.al/ledX30F
The investing public benefits from the Enforcement Division's work as a cop on the beat. FY 2023's results demonstrate the Division’s effectiveness—working alongside colleagues throughout @SECGov —in following the facts & the law wherever they lead to hold wrongdoers accountable.
The investing public benefits from the Enforcement Division's work as a cop on the beat. FY 2023's results demonstrate the Division’s effectiveness—working alongside colleagues throughout @SECGov —in following the facts & the law wherever they lead to hold wrongdoers accountable.
Citibank employee fired after lying about coffee, meal expense usatoday.com/story/money/20…
5th Circuit finds Biden White House, CDC violated First Amendment wapo.st/3PvLMqw
Last week, we @SECGov reopened the comment period on the proposed rule that would redesignate & amend the current custody rule under the Investment Advisers Act of 1940 to enhance protections of customer assets managed by registered investment advisers.
Cryptocurrencies surge after big Grayscale legal win over SEC finance.yahoo.com/news/cryptocur…
Brian Hart @BrianHartPR
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This graph illustrates the woke mind virus taking over legacy media. Same happened with online media and the education system. Then it spread to other countries. Infection rate almost 100%. But now it will die.
Persuasion tip: A person's dominant view of the world is usually based on what they hear about the most. (And not much else.) We hear about DEI all day long. It is our dominant filter. How is that supposed to make anyone LESS biased? When DEI becomes your dominant filter, via…
@ScottAdamsSays You'll also find that Pediatricians have the lowest mortality rate for patients over the age of 65
The West can NEVER recover from its death spiral unless it recognizes: 1) It is perfectly fine to criticize any religion; no religion is sacrosanct; 2) It is perfectly fine to recognize that a religion's key tenets are inconsistent with the West's secular and liberal values of…
Another major attack on the First Amendment by this administration
You think “the tide is turning and woke will go away”? Not yet! This rule enshrines illiberal orthodoxy and continues their battle to transform society. Biden radicals bring back “guilty until proven innocent” frameworks that upended the lives of 10,000s of innocent young men.
DO NOT EVER LET ANY DEMOCRAT TELL YOU THEY CARE ABOUT WOMEN’S RIGHTS EVER AGAIN IF THEY DO NOT STAND UP TO THIS ABOMINATION OF A TITLE IX REVISION. These regs are a nuclear level attack on women’s rights and men’s due process rights. JOE BIDEN MUST GO.
Paging @TuckerCarlson @charliekirk11 @benshapiro @elonmusk - pls amplify - this is a nightmare
DO NOT EVER LET ANY DEMOCRAT TELL YOU THEY CARE ABOUT WOMEN’S RIGHTS EVER AGAIN IF THEY DO NOT STAND UP TO THIS ABOMINATION OF A TITLE IX REVISION. These regs are a nuclear level attack on women’s rights and men’s due process rights. JOE BIDEN MUST GO.
@CollinRugg @atensnut It was the tenacity to complete the pin that really made me proud 😀🏆
This is Aimee Harris. She found Ashley Biden’s diary in a Florida beach home and felt morally obligated to make it public. NOW BIDEN’S DOJ IS SEEKING PRISON TIME AS PUNISHMENT AND PRETENDING SHE “STOLE” IT! In the diary, Ashley details how her father Joe Biden forced her to take…
Jack Smith vs. Trump Docs Case Judge, and Disturbing Rise of Assisted Suicide, with @mrddmia Mike Davis, Dave @aronberg, and @rupasubramanya Plus, the left attacks the Florida judge, disturbing normalization of suicide, and more. Watch today's FULL show, here on X:
The fed gov’s aggressive censorship of dissent and so-called “misinformation" demands action to safeguard our freedom of speech. My Free Speech Protection Act will strip the gov of its ability to use secrecy to erode Americans’ First Amendment rights. youtu.be/VPaN00PBq_Y?si…
@coldxman @kmele @megynkelly @wethefifth There’s no better argument than actually having read the books and boy, did you score in that department.
@coldxman @kmele @megynkelly @wethefifth Watching you control the table was fun. Great work.
I resonate strongly with @kmele’s comments here. If we only have 8 minutes to discuss an issue as important as race, burning 2 minutes on evidence-free personal attacks is a huge disservice to the audience. Thanks for this coverage @megynkelly and @wethefifth.…
Don Lemon's last YouTube video got just 9k views in a span of 12 hours. This lemon will top that in a few minutes.
I fully support my friend Andrew Huberman @hubermanlab and his diabolical mission to ruin everyone's life by getting us to live healthy. 💪
It's heartbreaking to see a hit-piece written about my friend Andrew Huberman (@hubermanlab). I know him very well, and can definitively say that he is a great human being, scientist, and educator. Hit-piece attacks like this are simply trash click-bait journalism desperately…
@sowsauce85 That isn't what is being reported by major news media outlets.