Like any investment, stock funds are subject to various investment risks. Before investing, you should carefully read all of the fund’s available information, including its prospectus. [2/2]
SEC charges promoters of a $7 million offering fraud that targeted practitioners of alternative medicine and transcendental meditation. ow.ly/Gx3K50FYf9E
Arizona and Nevada investors – determine how much your money can grow using the power of compound interest by using the calculator located here - investor.gov/financial-tool…
“Stock Market Circuit Breaker” is our term of the week. These are procedures for coordinated cross-market trading halts if a severe market price decline reaches levels that may exhaust market liquidity. [1/2]
Historical data provides the opening and closing price for each day of trading, and the daily high and low price for a stock, along with trading volume. [2/2]
“Stock quotes” is our term of the week. These are listings of prices to buy and sell a specific stock. During trading, quotes show bids (the prices buyers are willing to pay) and offers (the prices sellers are willing to accept). [1/2]
AZ, CA, HI, and NV investment advisers and broker-dealers, are you familiar with the SEC’s examinations process? Check out the Division of Examinations’ brochure here: sec.gov/files/exam-bro….
Investment advisers and money market funds, see the Division of Investment Management’s recent analysis of the composition of prime MMF’s liquidity buffers. ow.ly/Vq4z50FM0dc
AZ, CA, HI, and NV broker-dealers, the staff of the Division of Trading and Markets issued a statement on the proposed expert market. ow.ly/m2tG50FM0c0
Investors, beware of fraudsters posing as brokers or investment advisers. Fraudsters may misappropriate the name or website likeness of a legitimate investment professional. Learn the tricks that fraudsters use so that you can protect yourself. ow.ly/Fqbu50FM03l
It may be appealing to pay one fee for your investment expenses – but make sure you understand what you are actually getting for your money. Read our Investor Bulletin to learn more. [2/2]
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