SEC Trading and Markets @SEC_tradingmkts
SEC’s Trading and Markets. Disclaimer: https://t.co/qfwx4ibWHg Joined May 2019-
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The markets are closed today in observance of Labor Day, and will reopen tomorrow.
The markets are closed today in observance of Independence Day, and will reopen tomorrow.
The markets are closed today in observance of Memorial Day, and will reopen tomorrow.
The U.S. bond markets will close early today at 2:00pm EDT, but U.S. equity markets are open and will trade normal hours.
Broker-dealers can learn more about their obligations under AML rules and regs and how to enhance their AML programs in EXAMS’ newest Risk Alert. Mutual funds may also benefit from the information in this Risk Alert. 👉 ow.ly/jdpL50Eccde
The U.S. equity markets will be closed today for Good Friday and the U.S. bond markets will close early at 12:00pm EDT.
Have a tip or complaint that you want to report to the SEC? Don’t leave it here – submit it through the SEC’s TCR system. ow.ly/h11A50DIYyv
The Commission recently issued a conditional order, applicable to certain small broker-dealers, to extend the filing deadline by 30 days of the annual reports required by Rule 17a-5(d). ow.ly/wvHu50DBOYZ
The markets are closed today in observance of Presidents’ Day, and will reopen tomorrow.
The markets are closed today in observance of Martin Luther King Jr. Day, and will reopen tomorrow.
The markets are closed today and will reopen on Monday, January 4, 2021. Happy New Year!
The U.S. bond markets will close early today at 2:00pm EST, but U.S. equity markets are open and will trade normal hours.
The equity markets are closing at 1:00pm EST today and the bond markets are closing at 2:00pm EST. Both will be closed tomorrow.
Today the Commission issued a statement and requested comment regarding the custody of digital asset securities by broker-dealers. ow.ly/uf4B50CTi0S
The SEC voted to approve an NYSE proposal that would permit companies that are going public to list on the NYSE by conducting a primary offering as part of a direct listing, without requiring the offering to be underwritten on a firm commitment basis. ow.ly/Yk0m50CSCLe
The SEC published a proposed exemptive order for an Expert Market to allow publication of certain quotes without complying with Rule 15c2-11’s information review requirements, if those quotes are visible only to sophisticated or professional investors. ow.ly/l4KE50CShFL
Today, the SEC published for public comment a notice of completed application and proposed order of conditional substituted compliance for non-US security-based swap entities authorized in France. ow.ly/QtXj50CSc15
Today, the SEC issued a final order granting conditional substituted compliance for non-US security-based swap entities authorized in Germany. ow.ly/pcTv50CSart
The Commission issued an order granting temporary conditional relief from requirements in the CAT NMS Plan relating to the regulator targeted search functionality. ow.ly/EuE850COgtx
The Commission issued an order granting temporary conditional relief from certain linkage and reporting requirements in the Consolidated Audit Trail NMS Plan. ow.ly/CB2L50COgpa
Dave Lauer @dlauer
169K Followers 2K Following Creating @UrvinFinance at https://t.co/wRGu09xo8l. Advocate for fair markets. Passionate about science & my kids. Believer in @WeTheInvestors_. 🇺🇲 in 🇨🇦
Larry Tabb @ltabb
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Digital Asset Investo.. @digitalassetbuy
361K Followers 7K Following The Digital Asset Investor. Entertainment Purposes Only. I am Not A Financial Advisor. Some tweets/retweets are paid endorsements.
U.S. Securities and E.. @SECGov
745K Followers 33 Following The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer: https://t.co/kQaurNTXAI
Doug Cifu @Dougielarge
14K Followers 271 Following Partner Florida Panthers and CEO of Virtu Financial (VIRT). Sensible regulation not politics! All tweets mine. I Stand With Israel 🇮🇱🇮🇱🇮🇱🇮🇱🇮🇱
Joe Saluzzi @JoeSaluzzi
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The Butcher of Wall S.. @BossBlunts1
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SecurityTradersAssn. @STA_National
3K Followers 765 Following Founded in 1934, STA is a grassroots organization advocating for fair, robust markets and those employed in financial services across the U.S. and Canada.
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daniel mariscal @alucarDaniel6
10 Followers 89 Following soy tan pro que la misma palabra de queda corta xD
eamon @eamon57944440
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brunocoletti@hotmail... @brunocolettiho1
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cristina saúde @cristinasade1
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Сергей Весе.. @serg092001
3 Followers 80 Following ᴡᴡᴡ.20sexy.pw --- tо sеек оut а раrtnеr tо mееt соmmuniсаtiоn virtuаl lоvе in thоsе саsеs hеrе.
isabel zarate @iszaro
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peter @_0o010o0_
9 Followers 38 Following This account is dedicated to exposing the lies and deceptions of the Chinese gang $cenn
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6 Followers 76 Following
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сергей петр.. @KanafevSergejj
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MEXC SCAM ALERT @MEXC_Official2
10K Followers 1K Following This account is dedicated to exposing #MEXC financial crimes. by sharing or retweeting from our account you may protect another potential victim.
U.S. Securities and E.. @SECGov
745K Followers 33 Following The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer: https://t.co/kQaurNTXAI
SEC Investor Ed @SEC_Investor_Ed
181K Followers 32 Following U.S. Securities and Exchange Commission's Office of Investor Education and Advocacy. Disclaimer: https://t.co/qfwx4ibWHgTrends for United States
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