Financial Conduct Authority @TheFCA
We regulate financial services firms and markets in the UK, setting standards for firms to meet and holding them to account. @FCACymru fca.org.uk London, Edinburgh & Leeds Joined July 2010-
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Founder and majority owner of Odey Asset Management, Crispin Odey, has been banned from financial services and fined £1.53m after the Upper Tribunal upheld our case against him. The Tribunal found Mr Odey lacked integrity, fully upholding all 5 of our allegations. It found he acted to avoid being held to account and twice removed those responsible for overseeing disciplinary proceedings into his behaviour. His arrogant entitlement and disregard for proper governance means Mr Odey is unfit to work in financial services. Read more ➡️ fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialRegulation #FinancialServices
In the past 7 days we issued 18 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
Christopher Woolcott has pleaded guilty to 4 counts of fraud and forgery after creating a fake takeover bid for Touchstone Exploration Inc. Mr Woolcott admitted creating a fictitious takeover approach using multiple false identities and forged documents. He will be sentenced at a later date. fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialRegulation
Today we are launching the Suicide Prevention Action Lab – a ground-breaking programme to help banks transform support for customers at risk of suicide. Read more, including our Chair and Founder @MartinSLewis’ full reaction to this announcement: moneyandmentalhealth.org/press-release/…
In the past 7 days we issued 11 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
Daniel Thomas recklessly provided defined benefit pension transfer advice despite not being qualified or allowed to do so. He misled clients and pension providers about his qualifications, destroyed client records and failed to co-operate with our investigation. We're fining him £742,700 and banning him from working in financial services. Mr Thomas has referred our decision to the Upper Tribunal. fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialRegulation
Figures from @HMRCgovuk show 760,000 matured Child Trust Funds, worth an average of £2,000 each, remain unclaimed. Missing funds can be traced for free without losing a penny to a middleman. Read more fca.org.uk/news/press-rel… #HelpingConsumers #FinancialServices
In the past 7 days we issued 48 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
Our research shows 4 in 5 less experienced investors have used AI for help with investing, with two thirds expecting to lean on AI even more in the coming year. fca.org.uk/news/press-rel… #Investments #AI #HelpingConsumers
We've taken action against 3 former senior figures at Dolfin Financial (UK) Ltd for running a scheme that enabled at least 99 individuals to obtain investor visas by paying a fee of £400k instead of investing £2m of their own money in UK companies, as Home Office rules require. The scheme generated at least £35.5m in fees for Dolfin connected businesses and the immigration agents that introduced clients. We’ll continue to act against those who lack integrity and undermine trust in UK financial services. Read more fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialRegulation #FinancialServices
In the past 7 days we issued 16 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
Beware of investing in loan notes and mini-bonds issued by unregulated companies. A loan note or mini-bond usually involves lending money to a company for a set period in return for interest. If that company fails, you could lose every penny. Consumers continue to lose money in these high-risk investments often advertised on social media, online adverts or websites. fca.org.uk/news/press-rel… #HelpingConsumers #FinancialServices #FinancialRegulation
Our Annual Public Meeting will be a hybrid event, taking place in Edinburgh on 6 October 2026. Find out more and register to attend fca.cventevents.com/event/a50bf525…
Former senior manager at debt management firm Beauforce Corporation Ltd, Howard Roland Duckett, has been banned from working in financial services for a serious lack of honesty and integrity. The High Court has disqualified Mr Duckett from acting as a company director for 10 years after finding he had failed to maintain adequate records while director of an unrelated company. Mr Duckett failed to tell us about his disqualification. The Court also found Mr Duckett repeatedly lied and attempted to rely on fabricated evidence to distance himself from the company and deny he was a director. fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialRegulation #FinancialServices
In the past 7 days we issued 17 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
Former CEO of Blue Horizon Asset Management (BHAM), Paul Taylor, has been fined £489,000 and banned from working in financial services. During his time at BHAM, he made misleading statements and falsified information during the attempted acquisition of a bank and football club. The firm's former managing director, Esmeralda Toni, knowingly assisted Mr Taylor and has also been fined £121,200 for serious misconduct and banned. fca.org.uk/news/press-rel… #FightingFinancialCrime #FinancialServices #FinancialRegulation
In a recent speech, our Deputy Chief Executive Sarah Pritchard highlighted how trust in financial markets relies on transparency. Read the speech fca.org.uk/news/speeches/… #HelpingConsumers #FCAGrowth #FinancialRegulation #FinancialServices
In the past 7 days we issued 18 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
We’re simplifying initial public offering (IPO) rules to allow the UK listings market to compete more effectively with global markets. We want the UK market to be an attractive place for companies to raise capital and grow. By making the UK listing regime more efficient, we support the growth and competitiveness of UK capital markets. fca.org.uk/news/press-rel… #FCAGrowth #FinancialRegulation
In the past 7 days we issued 75 warnings about unauthorised or clone firms. Protect yourself and find all recent warnings fca.org.uk/consumers/unau… #FCAWarnings #FinancialRegulation
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