Allison Herren Lee @SECHerrenLee
Adjunct Prof. NYU Law; Senior Research Fellow Inst. for Corp. Gov & Finance; Former Acting Chair/Commissioner U.S. Securities & Exchange Commission law.nyu.edu/node/36938 New York/Denver Joined May 2021-
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Today the Commission addresses investor protection concerns regarding SPACs with proposed amendments designed to promote transparency and accountability in the SPAC market. My statement: sec.gov/news/speech/le…
Climate change presents momentous risk to financial markets, and investors need to know if and how companies are prepared for it. I’m pleased to support today’s proposal for climate risk disclosures. My statement: sec.gov/news/statement…
Send Lawyers, Guns and Money: see my speech on (over-) zealous representation by corporate lawyers, the case for professional standards, and the unfinished mandate under Sarbanes-Oxley Section 307. sec.gov/news/speech/le…
John E Deaton @JohnEDeaton1
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1K Followers 970 Following Journalist covering the world of audit, accounting and financial reporting for Bloomberg @Tax & Accounting.I did a pod today with @JoJoFromJerz where we talked about the Trump indictment and Trump v Desantis. In this clip, I explained that the pretrial release conditions likely to be imposed on Trump will present a minefield for him to negotiate. youtube.com/watch?v=CDCcd2…
There is nothing as beautiful as fall in Colorado! 😍🍁 📸: Team Hick Western Colorado Regional Director, Helen Katich
Shout out to my staff. That’s all. Just wanted to say that they are great.
A warm welcome to Commissioner Jaime Lizárraga! I look forward to working with you.
Sadly, @SECHerrenLee's time at the SEC has come to an end. It's hard to capture just how special AHL is. Ofc she was an expert's expert, courageous, tough as nails, deeply committed to investors, & highly effective. But she did her job while also being genuine, kind, and gracious
@PrawfBainbridge I mean, it's not supposed to take any CO2 molecules out of the air? It's supposed to help investors decide whether they want to allocate capital to airplanes that can't take off.
Thank you for your service, @SECHerrenLee. And congratulations on your time at the @SECGov. sec.gov/news/statement…
Sadly, this means the tenure of @SECHerrenLee is drawing to a close. In her time as Commissioner and Chair, she helped steer the SEC through Covid-19, a recession, the GameStop event, Archegos & refocused the SEC on ESG issues. The SEC and the country are better for her service.
And just like that, we have two new SEC Commissioners, or will once they’re sworn in about a week or so from now.
Happy Mother’s Day! I am the product of a long line of strong activist mamas who fought so hard to get me to where I am today! I’m forever grateful & hope to continue to fight for our rights & continue their legacy w/ my family, friends & students.
Proud to see my first law paper out in the SLR. Thanks to the wonderful editorial team for their hard work, and everyone who provided feedback!
Colleen Honigsberg, Edwin Hu & Robert J. Jackson, Jr. identify thousands of financial advisors who have committed serious misconduct and exited the federal regulatory regime—yet continue to advise investors. @StanfordLaw, @nyulaw (2/4) stanfordlawreview.org/print/article/…
Judge Jackson introducing her understandably emotional husband while one of their daughters looks on with pride was a cool moment
Some personal news!
Micah Hauptman, former Counsel to SEC Commissioner, will become @ConsumerFed's Director of Investment Protection. consumerfed.org/press_release/…
Micah Hauptman, former Counsel to SEC Commissioner, will become @ConsumerFed's Director of Investment Protection. consumerfed.org/press_release/…
This poll highlights the broad-based support for the @SECGov to introduce mandatory climate corporate disclosure rules @CeresNews @USTreasury @GaryGensler @SECHerrenLee
Corporate discussion has involved #ESG for years. But how does the broader American public feel about the topic? @LesliePicker has the results of a new @JustCapital survey:
It’s a joy and a privilege to announce that I’m joining the fantastic team at @paradigm to assist them with policy. I’m incredibly grateful to @alanapalmedo, @matthuang, and @FEhrsam for the opportunity. Thread. paradigm.xyz/2022/02/joinin…
Have a beautiful weekend everyone!
I'm absolutely delighted to share I'll be delivering the annual Black History Month address for #FinCEN, @USTreasury. It's always an honor to talk to our country's civil servants, and I'll offer thoughts on the national conversation on technology, risk, opportunity and inclusion.
Anat Alon-Beck, assistant professor at Case Western Reserve University School of Law, was elected to the Association of American Law Schools Section on Transactional Law & Skills Executive Committee. #CWRU @TheAALS @anatalonbeck
When it's a big newsletter, it can have a huge impact on thousands of people’s lives with absolutely no visibility for investors, employees and their unions, regulators, or the public. bloomberg.com/opinion/articl…